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Thomas Daniel Kucera

Voya Financial Advisors, Inc.

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About Thomas Daniel Kucera

Thomas Kucera is a financial advisor at Voya Financial Advisors, Inc. with over 15 years of experience in the financial industry. Thomas has worked with a variety of clients, including individuals, high-net-worth individuals, corporations and charitable organizations. Thomas holds Series 6, 7, 63 and 66 licenses. Thomas is a licensed insurance agent and has experience with fixed insurance products. Thomas is also a vice president at Galloway Kucera Financial LLC.

Firm Information

Thomas Kucera is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Kucera’s Registration & Firm History

TX

04/30/2020 - Present

Voya Financial Advisors, Inc. (College Station TX)

ME

12/05/2011 - 12/31/2016

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

CO

01/22/2008 - 10/14/2011

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

CO

10/16/2007 - 01/07/2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

CO

10/16/2006 - 08/21/2007

WELLS FARGO INVESTMENTS, LLC (HIGHLANDS RANCH CO)

OH

03/10/2004 - 09/30/2005

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

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Licenses & Designations

BOTH

Issued 02/15/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/26/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2006

Series 7 - General Securities Representative Examination

BC

Issued 03/09/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Daniel Kucera. Review regulatory record here.
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