Unclaimed
Thomas Downs is a financial advisor with Securian Financial Services, Inc. based in Saint Paul, MN. Thomas has been in the financial industry since May 2007 and has a Series 6 license, as well as the SIE and Series 63. Thomas has previously been registered with Allianz Life Financial Services, LLC. Thomas is registered in Minnesota and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
10/06/2010 - Present
Securian Financial Services, Inc. (ST PAUL MN)
MN
02/13/2007 - 07/14/2010
ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)
BC
Issued 05/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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