Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Catanese is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in San Francisco, CA. Thomas has been in the financial industry since 2004. He provides financial services to a range of clients including high-net-worth individuals, corporations, and charitable organizations. Thomas is registered with FINRA and holds Series 7, Series 63, Series 65, and SIE licenses. Thomas was previously employed by J.P. Morgan Securities LLC and J.P. Morgan Institutional Investments Inc. in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/30/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
08/14/2013 - 08/16/2017
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
03/07/2011 - 08/12/2013
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (SAN FRANCISCO CA)
CA
05/26/2005 - 03/11/2011
CHARLES SCHWAB & CO., INC. (SAN DIEGO CA)
RI
12/03/1998 - 07/14/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 10/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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