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Thomas Dale Kingsley

THE Leaders Group, Inc.

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About Thomas Dale Kingsley

Thomas Kingsley has been in the financial services industry since February 6, 1982. Thomas is currently registered with The Leaders Group, Inc. in Littleton, Colorado. Previously, Thomas was employed by Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc, MONY SALES, INC. and The Mutual Life Insurance Company of New York. Thomas has passed the SIE, Series 6, Series 7, Series 63 and Series 66 exams. Thomas is currently registered in Texas.

Firm Information

Thomas Kingsley is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Kingsley’s Registration & Firm History

CO

02/26/2013 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

06/01/2009 - 02/07/2013

MORGAN STANLEY (PURCHASE NY)

NY

07/31/1993 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

02/15/1988 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

07/29/1982 - 02/15/1988

E. F. HUTTON & COMPANY INC

NA

06/01/1982 - 12/02/1982

MONY SALES, INC.

NA

01/20/1982 - 12/02/1982

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

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Licenses & Designations

BOTH

Issued 02/07/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/08/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1983

Series 7 - General Securities Representative Examination

BC

Issued 01/11/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Dale Kingsley.
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