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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hubert is an investment advisor representative with LPL Financial LLC. Thomas has been in the financial services industry since 1999 and has a strong track record of success. Thomas specializes in providing financial planning, portfolio management, and retirement planning services to individuals and families. Thomas is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/19/2024 - Present
LPL Financial LLC (Santa Rosa CA)
CA
01/18/2008 - 01/03/2011
CHASE INVESTMENT SERVICES CORP. (CITRUS HEIGHTS CA)
CA
05/29/2007 - 12/10/2007
CITIGROUP GLOBAL MARKETS INC. (CITRUS HEIGHTS CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (CITRUS HEIGHTS CA)
CA
04/09/2001 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
MO
09/10/1999 - 03/01/2001
EDWARD JONES (ST. LOUIS MO)
IA
Issued 10/31/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/04/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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