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Thomas D Quigley

Charles Schwab & CO., Inc.

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About Thomas D Quigley

Thomas Quigley is a financial advisor registered with Charles Schwab & CO., Inc.. Thomas has been in the industry since October 4, 1996. Thomas has offices in Garden City and Lake Grove, NY. Thomas is also registered as an investment advisor in the state of New York. Thomas has passed the Series 7, Series 63, Series 66, and SIE exams. Prior to joining Charles Schwab, Thomas worked at ABN AMRO INVESTMENT SERVICES, INC., ESSEX NATIONAL SECURITIES, INC., FLEET SECURITIES INC., and FLEET ENTERPRISES, INC..

Firm Information

Thomas Quigley is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Thomas Quigley’s Registration & Firm History

NY

05/31/2023 - Present

Charles Schwab & CO., Inc. (Garden City NY)

IL

03/20/1998 - 06/17/1999

ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)

CA

03/16/1998 - 06/01/1999

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

09/13/1996 - 11/13/1997

FLEET SECURITIES INC. (NEW YORK NY)

NY

05/01/1996 - 09/03/1996

FLEET ENTERPRISES, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/31/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/24/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas D Quigley.
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