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Thomas Curialle

Fidelity Brokerage Services LLC

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About Thomas Curialle

Thomas Curialle is an active Broker-Dealer Representative with over 30 years of experience in the financial services industry. Thomas is currently registered with Fidelity Brokerage Services LLC and is located in Smithfield, RI. Previously, Thomas held positions at J.P. Morgan Securities LLC, LPS Partners Inc., RBC Capital Markets, LLC, Banc of America Securities LLC, J.P. Morgan Securities Inc., Banca IMI Securities Corp., First Interregional Equity Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and McLaughlin, Piven, Vogel Inc.

Firm Information

Thomas Curialle is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Curialle’s Registration & Firm History

RI

06/08/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NY

03/27/2019 - 09/11/2020

J.P. MORGAN SECURITIES LLC (BROOKLYN NY)

NY

09/07/2016 - 03/31/2017

LPS PARTNERS INC. (NEW YORK NY)

NY

06/18/2008 - 10/13/2014

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/28/2003 - 11/30/2007

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

11/08/1993 - 10/30/2002

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/26/1991 - 07/29/1993

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NJ

06/26/1987 - 12/06/1990

FIRST INTERREGIONAL EQUITY CORP. (MILBURN NJ)

NA

10/25/1984 - 09/11/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

03/23/1982 - 09/07/1984

MCLAUGHLIN, PIVEN, VOGEL INC.

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Licenses & Designations

BOTH

Issued 09/29/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/18/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Thomas Curialle. Review regulatory record here.
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