Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Criscuola is a registered representative with Bofa Securities, Inc. with over 20 years of experience in the financial services industry. Thomas has a broad range of experience, having worked for a variety of firms, including CRT Capital Group LLC, Sterne, Agee & Leach, Inc., Broadpoint Capital, Inc., and Prudential Equity Group, LLC. Thomas holds several industry licenses, including Series 3, 4, 7, 24, 55, 57TO and 63. Thomas is currently based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
07/28/2023 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
04/20/2015 - 06/30/2016
CRT CAPITAL GROUP LLC (New York NY)
NY
07/15/2008 - 04/20/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
03/17/2008 - 06/27/2008
BROADPOINT CAPITAL, INC. (NEW YORK NY)
NY
01/06/1997 - 06/11/2007
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BC
Issued 08/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2024
Series 4 - Registered Options Principal Examination
BC
Issued 01/16/2024
Series 24 - General Securities Principal Examination
BC
Issued 04/07/2024
Series 57TO - Securities Trader Exam
BC
Issued 07/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/30/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/07/2000
Series 3 - National Commodity Futures Examination
BC
Issued 01/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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