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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Cresap Swigert is a financial advisor registered with Avantax Advisory Services. Thomas Cresap Swigert has over 30 years of experience in the financial services industry and holds several licenses and certifications, including Series 6, Series 22, Series 62, Series 63 and Series 65. Thomas Cresap Swigert provides financial planning, investment management, pension consulting, educational seminars and selection of other advisors to individuals, businesses, and retirement plans. Thomas Cresap Swigert also holds a position with Avantax Insurance Agency and is an Enrolled Agent. Thomas Cresap Swigert's focus is on providing comprehensive financial solutions to meet the needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
IL
12/01/2010 - Present
Avantax Advisory Services (Evanston IL)
IA
Issued 11/17/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1994
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/25/1987
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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