Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Beringer is a Registered Representative and Investment Adviser Representative with over 30 years of experience in the financial services industry. Thomas currently works for Virtus Investment Advisers, Inc. in HARTFORD, CT and has been registered with this firm since March 1, 2012. Previously, Thomas was registered with GUGGENHEIM FUNDS DISTRIBUTORS, INC., AMERICAN CENTURY INVESTMENT SERVICES INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., and PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP. Thomas has passed the Series 6, 7, 63, and 65 exams. Thomas holds registrations in Connecticut, Iowa, Minnesota, North Dakota, South Dakota, and Wisconsin. Thomas specializes in Investment Companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
03/01/2012 - Present
Virtus Investment Advisers, Inc. (HARTFORD CT)
IL
03/23/2009 - 01/31/2012
GUGGENHEIM FUNDS DISTRIBUTORS, INC. (CHICAGO IL)
MO
07/17/2008 - 12/11/2008
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
NY
03/07/2007 - 07/16/2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
MA
06/22/1993 - 02/12/2007
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
IA
Issued 05/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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