Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Craighead Lewis is a securities professional with over 30 years of experience in the industry. Lewis holds the Series 4, 7, 24, 28, 63, 99TO, and SIE licenses. He is a registered principal at Dai Securities, LLC and has previously held positions at Royal Alliance Associates, Inc. and Integrated Resources Equity Corporation. Lewis is registered in 8 states including Louisiana, Texas, Florida, Pennsylvania, Virginia, Mississippi, Colorado and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
LA
08/31/1994 - Present
DAI Securities, LLC (SHREVEPORT LA)
AZ
11/19/1989 - 09/28/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
07/20/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 08/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/1994
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 05/13/1994
Series 4 - Registered Options Principal Examination
BC
Issued 07/26/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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