Unclaimed
Thomas Nicholls is a financial professional with over 9 years of experience in the industry. Thomas has a broad range of experience having worked at firms such as BOFA Securities, Inc., PJT Partners LP, Blackstone Advisory Partners L.P., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas is currently registered with PJT Partners LP. Thomas is registered with FINRA and holds the Series 63, Series 79, and SIE licenses. Thomas is licensed to conduct business in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/28/2020 - Present
PJT Partners LP (Santa Monica CA)
NY
11/21/2019 - 10/27/2020
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/28/2015 - 09/30/2019
PJT PARTNERS LP (NEW YORK NY)
NY
08/04/2015 - 10/01/2015
BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)
NY
04/21/2014 - 06/24/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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