Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Maher is a financial advisor with LPL Financial LLC and has been working in the financial services industry since 1994. Maher has a wide range of experience in providing financial advice to individuals, families, and businesses. He offers financial planning, investment management, and retirement planning services. Maher is registered in multiple states and holds the Series 7, Series 10, Series 24, Series 31, Series 63, and Series 65 licenses. He is also a Registered Representative of LPL Financial LLC and has been with the firm since 2023. Prior to joining LPL Financial, Maher worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 1997 to 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
02/16/2023 - Present
LPL Financial LLC (Phoenix AZ)
AZ
05/30/1997 - 02/21/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
MI
06/15/1994 - 06/04/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 02/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 02/29/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 06/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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