Unclaimed
Thomas Denison is a financial advisor with over 20 years of experience in the industry. Thomas currently works at TCC Securities, LLC, a firm with a focus on providing comprehensive financial services to clients. Prior to joining TCC Securities, LLC, Thomas was employed at Brown, Gibbons, Lang & Company Securities, Inc. and Banc of America Securities LLC. Thomas is registered with FINRA and is a licensed securities professional in multiple states, including Illinois, Colorado, Delaware, Florida, Georgia, Massachusetts, and Wisconsin. Thomas holds several securities licenses, including Series 7, 24, 28, 63, 79TO, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/20/2011 - Present
TCC Securities, LLC (CHICAGO IL)
IL
04/11/2007 - 10/24/2008
BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. (CHICAGO IL)
IL
01/15/1999 - 03/12/2007
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
BC
Issued 01/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2010
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 02/02/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Denison is the right advisor for you? Invested Better is here to help.