Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brandt is a financial professional with over 2 years of experience in the industry. Thomas is currently registered with Vanguard Marketing Corp. as a Broker-Dealer. Thomas holds Series 7TO, Series 63, and Series 66 securities licenses. Thomas is a registered representative in 53 states, including Arizona, California, and Texas. Thomas was previously employed by Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
11/03/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
06/20/2022 - 07/31/2023
FIDELITY BROKERAGE SERVICES LLC (PEORIA AZ)
BOTH
Issued 10/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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