Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Coy Gallatin is a Registered Representative with BOK Financial Securities, Inc. Thomas is also a General Securities Principal and has been in the industry since February 25, 2013. Thomas has been registered with BOK Financial Securities, Inc. since January 22, 2016. Thomas is licensed in Michigan, Oklahoma and Texas. Thomas has passed the Series 63, Series 24, Series 99TO, SIE, and Series 79 exams. Thomas is also an Investment Advisor Representative with BOK Financial Securities, Inc. Thomas provides portfolio management for individuals, businesses, pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/22/2016 - Present
BOK Financial Securities, Inc. (Dallas TX)
TX
02/26/2013 - 05/27/2016
E-SPECTRUM ADVISORS LLC (HOUSTON TX)
BC
Issued 10/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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