Unclaimed
Thomas Wylly is a securities professional with over 40 years of experience in the financial services industry. Thomas has been registered with the Financial Industry Regulatory Authority (FINRA) since February 20, 1982, and holds Series 7, 24, 63, 79TO, 99TO, and SIE licenses. Thomas is currently associated with Brentwood Capital Advisors LLC. Thomas’s previous experience includes working at J.C. Bradford & Co. in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
06/13/2002 - Present
Brentwood Capital Advisors LLC (NASHVILLE TN)
NY
02/26/1982 - 07/06/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 07/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/02/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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