Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Considine Braly is a financial advisor currently registered with Ameriprise Financial Services, LLC. Thomas has been in the financial services industry since October 2, 1984. Prior to Ameriprise Financial Services, LLC, Thomas was employed by Ameriprise Advisor Services, Inc., Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Dean Witter Reynolds Inc., and First Investors Corporation. Thomas holds several licenses and certifications, including Series 3, 6, 7, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
10/05/2009 - Present
Ameriprise Financial Services, LLC (NEW ORLEANS LA)
LA
04/03/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (NEW ORLEANS LA)
LA
02/21/2006 - 04/21/2009
CITIGROUP GLOBAL MARKETS INC. (NEW ORLEANS LA)
MD
01/31/1994 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
09/16/1985 - 02/02/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/02/1984 - 08/06/1985
FIRST INVESTORS CORPORATION
IA
Issued 07/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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