Unclaimed
Thomas Conner Healy is a financial advisor with Pruco Securities, LLC, based in Amherst, New York. Thomas has been in the financial services industry since 2010 and has a strong track record of providing clients with comprehensive financial planning and investment guidance. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses in several states, including New York, Florida, Georgia, Nevada, South Carolina, and Arizona. Thomas is committed to providing his clients with personalized and tailored financial solutions that meet their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NY
06/07/2021 - Present
Pruco Securities, LLC (Amherst NY)
IA
Issued 01/03/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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