Unclaimed
Thomas Cole Miller is a registered representative with Bbva Securities Inc., with over 2 years of experience in the financial services industry. Thomas has a broad range of experience, having previously worked at U.S. Bancorp Investments, Inc. and is licensed in all 50 states. Thomas has passed the Series 7TO, Series 79TO, and Series 63 exams, demonstrating their knowledge of securities and investment banking. Thomas is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/16/2023 - Present
Bbva Securities Inc. (NEW YORK NY)
NC
12/11/2021 - 07/21/2023
U.S. BANCORP INVESTMENTS, INC. (CHARLOTTE NC)
BC
Issued 02/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/31/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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