Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Clifford Coker is a financial professional with over 40 years of experience in the financial services industry. Thomas is currently registered with St. Bernard Financial Services, Inc. and has a Series 7, Series 24, and Series 4 licenses. Thomas is also a registered representative in Alaska, Colorado, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AR
01/03/2017 - Present
ST. Bernard Financial Services, Inc. (RUSSELLVILLE AR)
CA
05/02/1994 - 01/04/2017
SOUTHERN PACIFIC SECURITIES, INC. (VALENCIA CA)
MA
03/22/1993 - 02/18/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/22/1993 - 02/18/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
02/29/1992 - 08/07/1992
ELBA SECURITIES, INC.
CO
02/28/1992 - 08/07/1992
ELBA SECURITIES, INC. (DENVER CO)
OR
02/14/1991 - 09/27/1991
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
NA
08/18/1988 - 03/06/1989
WALL STREET WEST, INC.
NA
03/12/1982 - 03/06/1989
WALL STREET WEST, INC.
NA
03/17/1987 - 08/04/1988
STATE STREET SECURITIES, INC.
NA
03/26/1981 - 03/04/1982
ENGLER AND BUDD COMPANY
NA
05/28/1978 - 04/23/1981
AMERICAN WESTERN SECURITIES, INC.
NA
01/28/1978 - 05/28/1978
AMERICAN WESTERN SECURITIES, INC.
NA
07/01/1977 - 02/20/1978
SECURITY TRADERS, INC.
BC
Issued 05/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/1983
Series 4 - Registered Options Principal Examination
BC
Issued 07/08/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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