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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Cleveland Kerns is a registered investment advisor with Morgan Stanley. Thomas has been in the financial industry since 2002. Thomas has passed multiple industry exams including the Series 7, Series 10, Series 9, and Series 31. Thomas holds registrations in a number of states including North Carolina, South Carolina and Texas. Previously, Thomas was with MORGAN STANLEY & CO. INCORPORATED, and MORGAN STANLEY DW INC.. Thomas's primary office is located in Charleston, South Carolina. The advisor's firm, Morgan Stanley, has more than 15,700 licensed agents, 22,500 investment advisor representatives, and approximately 335,385 clients. The firm primarily works with individuals, but also advises corporations, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, insurance companies and investment companies. Morgan Stanley provides a variety of investment advisory services, including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
SC
06/01/2009 - Present
Morgan Stanley (Charleston SC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DURHAM NC)
NC
01/23/2002 - 04/02/2007
MORGAN STANLEY DW INC. (DURHAM NC)
BOTH
Issued 03/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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