Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Cleary Poindexter is an investment advisor representative and registered representative with Wells Fargo Clearing Services, LLC. Thomas has been in the industry since 1990 and has a Series 6, 7, and 63 license. Thomas has been registered with Wells Fargo Clearing Services, LLC since 2009. Previous to that, Thomas worked with A. G. EDWARDS & SONS, INC. and FIRST INVESTORS CORPORATION. Thomas works with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Thomas's specializations include: Investment consulting services to institutional clients, Financial planning, Pension consulting, Selection of other advisors, Portfolio management for businesses, Portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
12/15/2009 - Present
Wells Fargo Clearing Services, LLC (METAIRIE LA)
LA
10/28/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (METAIRIE LA)
NA
11/24/1982 - 05/04/1984
FIRST INVESTORS CORPORATION
BC
Issued 11/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1991
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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