Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Clayton Gallagher is a financial professional with over 30 years of experience in the financial services industry. Thomas has been registered with Innovation Partners LLC since 10/07/2021, and previously worked with a number of other firms including PATRICK CAPITAL MARKETS, LLC, AIG CAPITAL SERVICES, INC., FSC SECURITIES CORPORATION, and ROYAL ALLIANCE ASSOCIATES, INC. Thomas has a broad range of experience in financial services, including portfolio management for individuals and businesses, financial planning, and consulting services to qualified retirement plans. Thomas is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
10/07/2021 - Present
Innovation Partners LLC (CHARLOTTE NC)
MO
03/24/2021 - 11/03/2021
PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)
NJ
04/22/2016 - 08/14/2019
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
GA
11/11/2015 - 05/02/2016
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
11/11/2015 - 05/02/2016
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
11/11/2015 - 05/02/2016
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
11/11/2015 - 05/02/2016
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NJ
07/31/1998 - 10/21/2014
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
PA
04/10/1996 - 08/11/1998
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
VT
05/18/1995 - 04/01/1996
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
CA
08/19/1991 - 05/15/1995
FPA FUND DISTRIBUTORS, INC. (LOS ANGELES CA)
CA
06/24/1988 - 10/17/1990
ANGELES SECURITIES CORPORATION (LOS ANGELES CA)
NA
09/03/1986 - 04/21/1988
B & D EQUITIES INC.
NA
01/11/1984 - 06/24/1985
ENDEAVOR GROUP
BC
Issued 08/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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