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Thomas Clark Hargis

Nisa Investment Advisors, LLC

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About Thomas Clark Hargis

Thomas Clark Hargis is an investment advisor representative at Nisa Investment Advisors, LLC. Thomas has been with the firm since 2014 and is registered with the state of Missouri. Thomas previously worked at Edward Jones and Country Capital Management Company. Thomas holds the Series 3, 6, 7, 63, 65, and 66 licenses. Thomas specializes in providing portfolio management for individuals, businesses, and pooled investment vehicles.

Firm Information

Thomas Hargis is currently registered with Nisa Investment Advisors, LLC. Nisa Investment Advisors, LLC is an investment advisor based in St. Louis, Missouri, with a focus on portfolio management for businesses, individuals, and pooled investment vehicles. They manage over $306 billion in assets for clients including pension and profit-sharing plans, corporations, state and municipal governments, insurance companies, and charitable organizations. Their expertise includes managing nuclear decommissioning trusts and VEBAs.
Nisa Investment Advisors, LLC

7676 FORSYTH BLVD SUITE 1100

ST. LOUIS, MO 63105-4141

$306.24B

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Other appropriate measure of program size

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Thomas Hargis’s Registration & Firm History

MO

12/16/2020 - Present

Nisa Investment Advisors, LLC (ST. LOUIS MO)

MO

02/20/2014 - 06/09/2014

EDWARD JONES (ST LOUIS MO)

IL

08/09/2012 - 02/15/2014

COUNTRY CAPITAL MANAGEMENT COMPANY (CENTRALIA IL)

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Licenses & Designations

IA

Issued 12/16/2020

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 04/24/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2020

Series 3 - National Commodity Futures Examination

BC

Issued 04/01/2014

Series 7 - General Securities Representative Examination

BC

Issued 08/08/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Clark Hargis.
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