Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Clark Frame is a financial professional with over 30 years of experience in the financial services industry. Currently, Thomas is a registered representative with Ameriprise Financial Services, LLC, where has been with them since October of 2013. Prior to joining Ameriprise, Thomas has worked with several other firms including, Raymond James Financial Services, Inc. and Parker/Hunter Incorporated. Thomas holds various securities licenses and registrations, including Series 7, 24, 51, 63, and 65. Thomas is also a licensed investment advisor representative. Thomas is committed to providing comprehensive financial advice and planning to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WV
10/24/2022 - Present
Ameriprise Financial Services, LLC (Bridgeport WV)
WV
05/26/2011 - 10/18/2013
SAXONY SECURITIES, INC. (MORGANTOWN WV)
WV
07/02/1999 - 04/05/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (MORGANTOWN WV)
PA
10/04/1991 - 07/01/1999
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
IA
Issued 04/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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