Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Christopher Walsh is a securities professional with over 20 years of experience in the financial services industry. Currently, Thomas is a registered representative with Blackrock Investments, LLC, a well-known investment management firm. Previously, Thomas held positions with Barclays Capital Inc. and Lehman Brothers Inc. Thomas holds Series 7, Series 24, and Series 63 licenses. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide securities advice in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/24/2016 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
09/22/2008 - 04/14/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/04/1997 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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