Unclaimed
Thomas Christopher Wade is a financial professional with over 15 years of experience in the industry. Thomas has a strong background in the securities industry, with previous experience at Columbia Management Investment Distributors, Inc., CitiCorp Investment Services, and Goldman, Sachs & Co. Thomas holds Series 7, 7TO, and 63 licenses. Thomas is currently registered with TPG Capital BD, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/26/2023 - Present
TPG Capital BD, LLC (New York NY)
NY
02/16/2022 - 04/17/2023
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (NEW YORK NY)
NY
06/09/2005 - 11/20/2012
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (NEW YORK NY)
NY
10/20/2003 - 05/19/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
02/09/1999 - 08/27/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 03/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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