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Thomas Christopher Wade

TPG Capital BD, LLC

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About Thomas Christopher Wade

Thomas Christopher Wade is a financial professional with over 15 years of experience in the industry. Thomas has a strong background in the securities industry, with previous experience at Columbia Management Investment Distributors, Inc., CitiCorp Investment Services, and Goldman, Sachs & Co. Thomas holds Series 7, 7TO, and 63 licenses. Thomas is currently registered with TPG Capital BD, LLC.

Firm Information

Thomas Wade is currently registered with TPG Capital BD, LLC. TPG Capital BD, LLC is a Limited Liability Company formed in 2007 and approved to operate in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Wade’s Registration & Firm History

NY

04/26/2023 - Present

TPG Capital BD, LLC (New York NY)

NY

02/16/2022 - 04/17/2023

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (NEW YORK NY)

NY

06/09/2005 - 11/20/2012

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (NEW YORK NY)

NY

10/20/2003 - 05/19/2005

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

02/09/1999 - 08/27/2002

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/08/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/15/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/04/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Christopher Wade.
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