Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kemp is a financial advisor with Ally Invest Advisors, a registered investment advisor based in Charlotte, North Carolina. Thomas is a licensed investment advisor representative in North Carolina and has been in the financial services industry since 2014. Thomas has extensive experience in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
SC
10/07/2021 - Present
Ally Invest Advisors (Greer SC)
NC
08/07/2020 - 05/10/2021
COMMONWEALTH FINANCIAL NETWORK (SALISBURY NC)
SC
06/27/2016 - 07/10/2020
FIRST HORIZON ADVISORS, INC. (Spartanburg SC)
NC
05/14/2014 - 06/29/2016
LPL FINANCIAL LLC (MORRISVILLE NC)
BOTH
Issued 08/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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