Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Humphrey is a financial advisor with Allstate Financial Services, LLC. Thomas has been in the financial industry since June 10, 1997 and holds Series 6, SIE and Series 63 licenses. Thomas's main office is located in Kinston, NC. Thomas's previous experience includes employment with Nationwide Advisory Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
06/15/2000 - Present
Allstate Financial Services, LLC (KINSTON NC)
OH
09/13/1996 - 09/17/1999
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
BC
Issued 09/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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