Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Froehlich is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Osaic Wealth, Inc. and Novem Group, and is a registered representative with American Portfolios Financial Services, Inc. and American Portfolios Advisors, Inc. Thomas has experience working with a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Thomas offers a variety of financial services, including financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NJ
08/01/1999 - 05/23/2005
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NJ
01/10/1997 - 07/28/1999
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NY
12/16/1994 - 01/07/1997
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
11/11/1994 - 12/07/1994
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NY
08/28/1994 - 11/11/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
05/24/1988 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NA
04/29/1987 - 05/28/1988
SHERWOOD CAPITAL, INC.
IA
Issued 11/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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