Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Betzig is a financial advisor who has been in the industry since 2003. Thomas is currently registered with LPL Financial LLC in Orange, CT. Thomas has experience with LPL Financial LLC, People's Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Advest, Inc. Thomas holds the Series 3, 7, 63, SIE, and 6TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
02/05/2024 - Present
LPL Financial LLC (ORANGE CT)
CT
08/17/2022 - 10/25/2022
LPL FINANCIAL LLC (MONROE CT)
CT
03/03/2021 - 08/17/2022
PEOPLE'S SECURITIES, INC. (MONROE CT)
CT
11/19/2001 - 01/07/2020
PEOPLE'S SECURITIES, INC. (MONROE CT)
NY
07/21/2000 - 06/08/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
03/02/1999 - 07/02/1999
ADVEST, INC. (HARTFORD CT)
BC
Issued 02/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2000
Series 3 - National Commodity Futures Examination
BC
Issued 01/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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