Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Christian Hall is a financial advisor at LPL Financial LLC. Thomas has been in the financial services industry since 2012 and has worked for several firms, including Cetera Investment Services LLC, Investment Professionals, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
03/10/2021 - Present
LPL Financial LLC (CONWAY AR)
AR
08/10/2016 - 03/09/2021
CETERA INVESTMENT SERVICES LLC (Little Rock AR)
AR
04/05/2016 - 08/01/2016
INVESTMENT PROFESSIONALS, INC. (CONWAY AR)
AR
01/01/2014 - 04/01/2016
CETERA INVESTMENT SERVICES LLC (CONWAY AR)
AR
05/25/2011 - 11/06/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CONWAY AR)
BOTH
Issued 06/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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