Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Christian Buhl is an active investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Thomas has been in the financial services industry for over 23 years. Previously, Thomas was registered with Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Ferris, Baker Watts Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas has passed the Series 31, Series 7 and Series 66 exams and is registered in multiple states. Thomas is also a registered investment advisor in Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
05/31/2022 - Present
Wells Fargo Advisors Financial Network, LLC (SCOTTSDALE AZ)
MI
01/04/2012 - 01/15/2021
WELLS FARGO CLEARING SERVICES, LLC (GROSSE POINTE MI)
MI
06/20/2008 - 01/12/2012
UBS FINANCIAL SERVICES INC. (GROSSE POINTE FARMS MI)
MI
06/29/2004 - 07/01/2008
FERRIS, BAKER WATTS INCORPORATED (GROSSE POINTE FARMS MI)
NY
03/11/1999 - 07/08/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/28/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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