Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Christian Birks is an investment advisor representative (IAR) with Allstate Financial Advisors, LLC. Thomas has been in the industry since 1999. Thomas is registered with the state of New Jersey and is approved for both broker-dealer (BD) and investment advisor (IA) activities. Thomas's previous employers include ALLSTATE FINANCIAL SERVICES, LLC, SANTANDER SECURITIES LLC, ALLSTATE DISTRIBUTORS, L.L.C., AXA DISTRIBUTORS, LLC, KEY INVESTMENT SERVICES LLC, TRANSAMERICA CAPITAL, INC., RIVERSOURCE DISTRIBUTORS, INC., AMERIPRISE FINANCIAL SERVICES, INC., IDS LIFE INSURANCE COMPANY, QUICK & REILLY, INC., LABRANCHE & CO. LLC, CITICORP INVESTMENT SERVICES, MASON HILL & CO., INC., LADENBURG, THALMANN & CO., INC., GAINES, BERLAND INC., TARPON SCURRY INVESTMENTS, INC., DUNWOODY BROKERAGE SERVICES, INC., and A.S. GOLDMEN & CO., INC.. Thomas has passed the Series 63, Series 66, Series 7, Series 24 and SIE exams.
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Third party advisory fees
1
2
NJ
01/05/2017 - Present
Allstate Financial Advisors, LLC (Bloomfield NJ)
NJ
02/09/2016 - 10/12/2016
ALLSTATE FINANCIAL SERVICES, LLC (ROSELAND NJ)
NJ
03/06/2014 - 04/16/2014
SANTANDER SECURITIES LLC (DENVILLE NJ)
IL
06/14/2011 - 12/31/2013
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
NC
09/08/2010 - 11/29/2010
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
04/20/2010 - 08/31/2010
KEY INVESTMENT SERVICES LLC (CENTRAL NYACK NY)
CO
01/23/2008 - 04/01/2010
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MN
01/22/2007 - 01/15/2008
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
06/06/2002 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/06/2002 - 09/04/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
01/07/2002 - 05/17/2002
QUICK & REILLY, INC. (NEW YORK NY)
NY
10/15/2001 - 11/08/2001
LABRANCHE & CO. LLC (NEW YORK NY)
NY
07/03/2000 - 10/15/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
10/14/1998 - 06/28/2000
MASON HILL & CO., INC. (NEW YORK NY)
NY
07/02/1998 - 11/04/1998
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NA
01/08/1998 - 10/13/1998
GAINES, BERLAND INC.
NY
03/25/1996 - 10/13/1998
GAINES, BERLAND INC. (BETHPAGE NY)
NY
11/10/1997 - 01/01/1998
TARPON SCURRY INVESTMENTS, INC. (NEW YORK NY)
GA
02/05/1997 - 10/20/1997
DUNWOODY BROKERAGE SERVICES, INC. (ATLANTA GA)
NJ
11/22/1995 - 04/02/1996
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BOTH
Issued 04/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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