Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Shovan is a financial advisor with Ameriprise Financial Services, LLC and has been in the industry since 2006. Thomas is registered to provide investment advice in several states including Alabama, Arkansas, Delaware, Minnesota, Mississippi, Nebraska, Nevada, Oklahoma, Rhode Island, Virginia, and Washington. Thomas has a Series 63, Series 66, and Series 24. Thomas also has a Series 7 and SIE. Thomas is also an active member of the Northrop Parent Teacher Association (PTA) as their Treasurer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
10/30/2017 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
CO
10/11/2005 - 08/18/2009
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
NY
07/26/2004 - 03/16/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/30/2003 - 06/30/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NE
11/28/2001 - 12/07/2001
NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)
BOTH
Issued 06/06/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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