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Thomas Charles Sanders

Penserra Securities, LLC

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About Thomas Charles Sanders

Thomas Sanders is a securities professional with over 30 years of experience in the financial industry. Thomas is currently registered with Penserra Securities, LLC and has held previous positions with Rosenblatt Securities Inc., Wunderlich Securities, Inc., Banc of America Securities LLC, NatWest Securities Corporation, UBS Securities Inc., McDonald & Company Securities, Inc., and Drexel Burnham Lambert Incorporated. Thomas has passed the Series 7, Series 24, Series 55, Series 57TO, Series 99TO, and Series 63 exams. Thomas is currently registered with the state of New York.

Firm Information

Thomas Sanders is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Sanders’s Registration & Firm History

NY

07/11/2008 - Present

Penserra Securities, LLC (New York NY)

NY

09/10/2007 - 01/03/2012

ROSENBLATT SECURITIES INC. (NEW YORK NY)

MO

02/20/2007 - 09/12/2007

WUNDERLICH SECURITIES, INC. (CLAYTON MO)

NY

02/09/1998 - 03/24/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

12/14/1995 - 04/09/1998

NATWEST SECURITIES CORPORATION (NEW YORK NY)

NY

10/09/1986 - 07/27/1995

UBS SECURITIES INC. (NEW YORK NY)

NA

03/27/1985 - 06/23/1986

MCDONALD & COMPANY SECURITIES, INC.

NA

08/21/1984 - 02/08/1985

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 03/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/19/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Charles Sanders.
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