Unclaimed
Thomas Re is a securities professional with over 10 years of experience in the industry. Thomas has a strong background in investment banking and has been registered with FINRA since 2013. Thomas holds the Series 63, 7 and SIE licenses and is currently registered with Newbridge Securities Corp. Thomas has a wide range of experience in the securities industry, with a focus on providing investment advice to individual investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/20/2013 - Present
Newbridge Securities Corp. (NEW YORK NY)
BC
Issued 03/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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