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Thomas Charles Re

Newbridge Securities Corp.

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About Thomas Charles Re

Thomas Re is a securities professional with over 10 years of experience in the industry. Thomas has a strong background in investment banking and has been registered with FINRA since 2013. Thomas holds the Series 63, 7 and SIE licenses and is currently registered with Newbridge Securities Corp. Thomas has a wide range of experience in the securities industry, with a focus on providing investment advice to individual investors.

Firm Information

Thomas Re is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Re’s Registration & Firm History

NY

02/20/2013 - Present

Newbridge Securities Corp. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/01/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Charles Re.
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