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Thomas Charles Mazzucco

Keybanc Capital Markets Inc.

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About Thomas Charles Mazzucco

Thomas Mazzucco is a financial professional with over 30 years of experience in the financial services industry. Thomas has a strong background in investment banking and has held positions at several leading firms, including Jefferies LLC, Citigroup Global Markets Inc., UBS Securities LLC, Lehman Brothers Inc., and Merrill Lynch. Thomas is currently registered with Keybanc Capital Markets Inc. and holds the Series 7, Series 24, Series 63, Series 79TO, and SIE licenses.

Firm Information

Thomas Mazzucco is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Mazzucco’s Registration & Firm History

CA

05/18/2018 - Present

Keybanc Capital Markets Inc. (San Francisco CA)

CA

10/16/2013 - 06/06/2018

JEFFERIES LLC (SAN FRANCISCO CA)

CA

07/17/2009 - 08/22/2013

CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)

CA

06/20/2006 - 06/11/2009

UBS SECURITIES LLC (SAN FRANCISCO CA)

CA

05/17/2004 - 06/01/2006

LEHMAN BROTHERS INC. (MENLO PARK CA)

NY

07/17/1992 - 03/03/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/19/1988 - 07/19/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/15/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Thomas Charles Mazzucco. Review regulatory record here.
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