Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Martin is a financial advisor with over 11 years of experience in the industry. Thomas Martin is registered to provide investment advice in Connecticut. Thomas Martin is currently employed by Osaic FA, Inc., a firm headquartered in Fort Wayne, Indiana. Thomas Martin has previously been affiliated with INDEPENDENT FINANCIAL GROUP, LLC, HORNOR, TOWNSEND & KENT, LLC, WADDELL & REED, METLIFE SECURITIES INC., and WADDELL & REED, INC. Thomas Martin holds the Series 66, Series 7, and SIE exams. Thomas Martin has a variety of experience and is able to offer financial planning, retirement plan consulting services, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/27/2023 - Present
Osaic FA, Inc. (GLASTONBURY CT)
CT
01/15/2021 - 03/24/2023
INDEPENDENT FINANCIAL GROUP, LLC (HARTFORD CT)
CT
10/17/2019 - 01/05/2021
HORNOR, TOWNSEND & KENT, LLC (NORTH HAVEN CT)
CT
03/06/2014 - 11/24/2015
WADDELL & REED (HAMDEN CT)
CT
01/17/2014 - 02/26/2014
METLIFE SECURITIES INC. (GUILFORD CT)
CT
03/15/2013 - 07/10/2013
WADDELL & REED, INC. (HAMDEN CT)
CT
06/23/2011 - 12/22/2011
WADDELL & REED, INC. (HAMDEN CT)
BOTH
Issued 01/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2015
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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