Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Charles King is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Thomas has over 24 years of experience in the financial services industry and holds the Series 7, Series 24, Series 63, and Series 65 licenses as well as the SIE exam. Thomas is also a Certified Financial Planner. Thomas has previously worked at NFP SECURITIES, INC., PHOENIX EQUITY PLANNING CORPORATION, and WS GRIFFITH SECURITIES, INC.. Thomas specializes in providing financial advice to individuals, businesses, and corporations, with a focus on retirement planning, investment management, and insurance. Thomas is committed to providing personalized and comprehensive financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
10/05/2021 - Present
Raymond James Financial Services Advisors, Inc. (State College PA)
PA
11/30/2005 - 06/26/2012
NFP SECURITIES, INC. (PORT MATILDA PA)
CT
04/23/2003 - 08/12/2005
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
09/05/2001 - 05/01/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
MA
10/10/1997 - 08/22/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 09/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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