Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Charles Hock is a financial advisor currently registered with Stonex Advisors Inc. Thomas has been in the industry since 1980 and holds Series 63, Series 24, Series 7, and Series 1 licenses. Thomas is also a Certified Financial Planner. Previously, Thomas worked with WRP INVESTMENTS, INC., NATIONAL PLANNING CORPORATION, MAIN STREET MANAGEMENT COMPANY, THE PLANNER'S SECURITIES GROUP, INC., IDS LIFE INSURANCE COMPANY, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS FINANCIAL SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/30/2015 - Present
Stonex Advisors Inc. (Schnecksville PA)
PA
12/01/2004 - 09/12/2014
WRP INVESTMENTS, INC. (SCHNECKSVILLE PA)
CA
11/01/1999 - 12/01/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
MA
01/07/1988 - 11/01/1999
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NA
10/16/1987 - 01/19/1988
THE PLANNER'S SECURITIES GROUP, INC.
NA
05/05/1980 - 11/05/1987
IDS LIFE INSURANCE COMPANY
NA
05/05/1980 - 11/04/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
05/05/1980 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 04/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Hock is the right advisor for you? Invested Better is here to help.
