Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Charles Fontana is a financial advisor with Truist Advisory Services, Inc. based in Ocala, FL. Thomas has been in the financial services industry since 1993. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 63 and 65 licenses. Thomas is also registered to provide investment advice in 53 states and the District of Columbia. Thomas has experience working with a variety of clients, including individuals, families, businesses, and charitable organizations. He provides a wide range of financial services, including investment management, financial planning, and retirement planning. Thomas specializes in providing financial advice to high-net-worth individuals and families, as well as to corporations and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/15/2021 - Present
Truist Advisory Services, Inc. (OCALA FL)
VA
10/12/2015 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
FL
08/28/2009 - 10/15/2015
WELLS FARGO ADVISORS, LLC (OCALA FL)
FL
02/13/2007 - 08/31/2009
MORGAN KEEGAN & COMPANY, INC. (OCALA FL)
FL
03/08/2001 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (OCALA FL)
NY
05/16/2000 - 02/28/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AL
09/25/1995 - 05/18/2000
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
OR
03/09/1994 - 07/27/1994
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
WI
05/03/1993 - 03/05/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
04/16/1992 - 03/03/1993
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IA
Issued 06/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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