Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dexter is a financial advisor with over 20 years of experience in the industry. Currently, Thomas Dexter is registered with LPL Financial LLC in Wilton, CT. Prior to that, Thomas Dexter was with Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Inc., Morgan Stanley & Co., Incorporated and Friedman, Billings, Ramsey & Co., Inc. Thomas Dexter holds a Series 7, Series 24, Series 63 and Series 65. Thomas Dexter specializes in providing financial planning, portfolio management for businesses and individuals, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/22/2019 - Present
LPL Financial LLC (WILTON CT)
NY
10/08/2012 - 12/23/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/22/2008 - 06/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/02/2004 - 10/02/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/20/2001 - 09/03/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
CA
12/22/1997 - 03/19/2001
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
BC
Issued 03/18/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/19/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Dexter is the right advisor for you? Invested Better is here to help.
