Unclaimed
Thomas Daniel is a financial advisor who has been in the industry since June 14, 2010. He is currently registered with MML Distributors, LLC and MML Strategic Distributors, LLC. Thomas Daniel is also registered with MML Investors Services, LLC as an investment advisor. His previous employer was MSI FINANCIAL SERVICES, INC. Thomas Daniel has a Series 7, Series 63, Series 24, Series 4, and Series 52TO licenses. He is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
04/12/2021 - Present
MML Distributors, LLC (SPRINGFIELD MA)
MA
09/09/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 08/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/18/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Daniel is the right advisor for you? Invested Better is here to help.