linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Charles Cullum

Lake Street Capital Markets, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Charles Cullum

Thomas Cullum is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Lake Street Capital Markets, LLC and previously held positions at CRAIG-HALLUM CAPITAL GROUP LLC, FIRST ALBANY CAPITAL INC., RBC DAIN RAUSCHER INC., WESSELS, ARNOLD & HENDERSON, L.L.C., and DUNLEVY & CO., INCORPORATED. Thomas is a licensed securities professional and has a wide range of experience in the financial services industry.

Firm Information

Thomas Cullum is currently registered with Lake Street Capital Markets, LLC. Lake Street Capital Markets, LLC is a Limited Liability Company formed in May 2012. The firm is registered with the Securities and Exchange Commission and is also registered in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Cullum’s Registration & Firm History

MN

11/30/2012 - Present

Lake Street Capital Markets, LLC (MINNEAPOLIS MN)

MN

04/23/2007 - 05/07/2012

CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)

MN

02/07/2003 - 04/17/2007

FIRST ALBANY CAPITAL INC. (MINNETONKA MN)

NY

04/06/1998 - 02/07/2003

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MN

03/04/1992 - 04/06/1998

WESSELS, ARNOLD & HENDERSON, L.L.C. (MINNEAPOLIS MN)

NY

09/13/1989 - 03/17/1992

BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

10/05/1987 - 08/09/1989

DUNLEVY & CO., INCORPORATED (NEW YORK NY)

Not sure if Thomas Charles Cullum is right for you?

Licenses & Designations

BC

Issued 12/10/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Charles Cullum.
Not sure if Thomas Charles Cullum is right for you?