Unclaimed
Thomas Charles Buhay is a financial advisor who has been in the industry since June 1, 2015. Thomas is registered with the state of Pennsylvania. He holds the Series 63, SIE and Series 7 licenses. Currently, Thomas is associated with Vanguard Marketing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/02/2015 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 06/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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