Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Armstrong is a financial advisor with over 9 years of experience in the industry. Thomas is currently registered with Finalis Securities LLC and holds a Series 79, Series 82TO, and SIE. Thomas is licensed in Arizona, California, Idaho, Montana, New York, Texas, and Washington. Thomas has previously worked at GROWTH CAPITAL SERVICES, INC. and ION PARTNERS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/13/2022 - Present
Finalis Securities LLC (New York NY)
DE
02/20/2020 - 01/27/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
NY
12/15/2011 - 03/01/2018
ION PARTNERS LLC (NEW YORK NY)
BC
Issued 06/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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