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Thomas Chandler Winter

Lazard Freres & Co. LLC

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About Thomas Chandler Winter

Thomas Chandler Winter is a financial professional with experience in the Investment Banking industry. He is a registered representative with Lazard Freres & Co. LLC. Thomas has passed the Investment Banking Registered Representative Examination (Series 79TO) and the Securities Industry Essentials Examination (SIE) which are recognized by the Financial Industry Regulatory Authority (FINRA).

Firm Information

Thomas Winter is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Winter’s Registration & Firm History

NY

08/07/2023 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/07/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/01/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Chandler Winter.
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