Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Champney Poss is a registered representative with Aegis Capital Corp. and has over 20 years of experience in the financial services industry. Thomas has a broad range of experience, specializing in financial planning, portfolio management, and investment advisory services. Thomas has held various roles in the industry including positions with J. Streicher & Co. L.L.C., Wynston Hill Capital, LLC, Brendan E. Cryan And Company, L.L.C., Bishop, Rosen & Co., INC., Leeb Brokerage Services, INC., E1 Asset Management, INC., Temper of the Times Investor Services, INC., Global Capital Securities Corporation, Gilford Securities Incorporated, and Hillcrest Financial Corp. Thomas holds multiple licenses and registrations, including Series 3, 7, 24, 28, 55, 57TO, 79TO, 99TO, SIE, and 63. Thomas is also a registered principal with Aegis Capital Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
07/21/2008 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
05/22/2014 - 08/21/2018
J. STREICHER & CO. L.L.C. (NEW YORK NY)
SD
04/05/2016 - 05/10/2017
WYNSTON HILL CAPITAL, LLC (BRANDON SD)
NY
03/31/2011 - 09/30/2013
BRENDAN E. CRYAN AND COMPANY, L.L.C. (NEW YORK NY)
NY
10/15/2009 - 06/16/2010
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
07/05/2006 - 05/18/2007
LEEB BROKERAGE SERVICES, INC. (NEW YORK NY)
NY
02/23/2005 - 07/07/2006
E1 ASSET MANAGEMENT, INC. (NEW YORK NY)
NY
09/04/2002 - 02/21/2003
TEMPER OF THE TIMES INVESTOR SERVICES, INC. (HARRISON NY)
CO
01/13/2000 - 06/22/2001
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
NY
03/16/1998 - 12/31/1999
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
12/13/1994 - 12/13/1995
HILLCREST FINANCIAL CORP. (NEW YORK NY)
BC
Issued 05/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2011
Series 14A - Compliance Official Specialist Exam
BC
Issued 10/07/2009
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2010
Series 3 - National Commodity Futures Examination
BC
Issued 06/06/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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